PWG - Privacy Policy

Private Wealth Group, LLC’s Privacy Policy

This privacy policy explains the manner in which Private Wealth Group, LLC (hereinafter “PWG”) collects,
utilizes and maintains nonpublic personal information about its clients, as required under recently enacted
federal legislation. This privacy policy only applies to nonpublic information belonging to individuals (not
entities).

Collection of Investor Information

PWG collects personal information about investors mainly through the following sources:

Subscription forms, investor questionnaires and other information provided by the investor in
writing, in person, by telephone, electronically or by any other means. This information includes
name, address, nationality, tax identification number, and financial and investment qualifications;
and
Transactions related to the investment activities of PWG, including account balances, investments
and withdrawals.

Disclosure of Nonpublic Personal Information

PWG does not sell or rent investor information. PWG does not disclose nonpublic personal information
about individuals to nonaffiliated third parties or to affiliated entities, except in connection with the
conduct of the investment activities of PWG or as required by law. For example, PWG may share
nonpublic personal information in the following situations:

To service providers in connection with the administration and servicing of PWG, to include
attorneys, accountants, auditors and other professionals. PWG may also share information in
connection with the servicing or processing of PWG transactions;
To affiliated companies in order to provide ongoing personal advice and assistance with respect
to the products and services purchased through PWG and to introduce other products and services
that may be of value;
To respond to a subpoena or court order, judicial process or regulatory authorities;
To protect against fraud, unauthorized transactions (such as money laundering), claims or other
liabilities; and
Upon consent of a client to release such information, including authorization to disclose such
information to persons acting in a fiduciary or representative capacity on behalf of the investor.

Protection of Client and Investor Information

PWG’s policy is to require that all employees, financial professionals and companies providing services on
its behalf keep information of clients and investors confidential.
PWG maintains safeguards that comply with federal standards to protect information of the clients and
investors. PWG restricts access to the personal and account information of clients and investors to those
employees who need to know that information in the course of their job responsibilities. Third parties with
whom PWG shares the clients or investors information must agree to follow appropriate standards of
security and confidentiality.

PWG’s privacy policy applies to both current and former clients and investors. PWG may disclose
nonpublic personal information about former clients and investors to the same extent as for current clients
and investors.

Changes to Privacy Policy

PWG may make changes to the privacy policy in the future. PWG will not implement such changes without
first distributing a revised privacy policy describing the changes to affected clients or investors.